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Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures

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Subject_group

Regulation M

Subject_group

Regulation SHO - Regulation of Short Sales

Subject_group

Regulation ATS - Alternative Trading Systems

Section
242.300

Definitions.

Subject_group

Customer Margin Requirements for Security Futures

Subject_group

Regulation Ac - Analyst Certification

Subject_group

Regulation NMS - Regulation of the National Market System

Subject_group

Regulation SBSR - Regulatory Reporting and Public Dissemination of Security-Based Swap Information

Subpart

Systems Compliance and Integrity

Section
242.301

Requirements for alternative trading systems.

Section
242.302

Recordkeeping requirements for alternative trading systems.

Section
242.303

Record preservation requirements for alternative trading systems.

Section
242.304

NMS Stock ATSs.

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