PocketLaw | CFR 17 | Securities and Exchange Commission

Securities and Exchange Commission

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Organization; Conduct and Ethics; and Information and Requests

Rules of Practice

Informal and Other Procedures

Rules Relating to Investigations

Rules Relating to Debt Collection

Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer

Forms Prescribed Under the Commission's Rules of Practice

Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975

Interpretations Relating to Financial Reporting Matters

Regulation Crowdfunding, General Rules and Regulations

Part 228 [Reserved]

Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975 - Regulation S-K

General Rules and Regulations, Securities Act of 1933

Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder

Regulation S-T - General Rules and Regulations for Electronic Filings

Forms Prescribed Under the Securities Act of 1933

General Rules and Regulations, Securities Exchange Act of 1934

Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder

Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures

Regulation FD

Regulation G

Regulation Blackout Trading Restriction

Credit Risk Retention

Regulation R - Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker

Regulations S-P, S-AM, and S-ID

Forms, Securities Exchange Act of 1934

Part 249a - Forms, Securities Investor Protection Act of 1970 [Reserved]

Further Forms, Securities Exchange Act of 1934

Cross-Border Antifraud Law-Enforcement Authority

Parts 251-254 [Reserved]

Proprietary Trading and Certain Interests in and Relationships with Covered Funds

Parts 256-259 [Reserved]

General Rules and Regulations, Trust Indenture Act of 1939

Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations Thereunder

Forms Prescribed Under the Trust Indenture Act of 1939

Rules and Regulations, Investment Company Act of 1940

Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations Thereunder

Forms Prescribed Under the Investment Company Act of 1940

Rules and Regulations, Investment Advisers Act of 1940

Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations Thereunder

Forms Prescribed Under the Investment Advisers Act of 1940

Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act

Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act

General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank Act

General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank Act

General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank Act

General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation Act

General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development Act

Rules of the Securities Investor Protection Corporation

Forms, Securities Investor Protection Corporation

Orderly Liquidation of Covered Brokers or Dealers

Parts 301-399 [Reserved]