Regulation NMS - Regulation of the National Market System

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures
  6. Regulation NMS - Regulation of the National Market System

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Section
242.600

NMS security designation and definitions.

Section
242.601

Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.

Section
242.602

Dissemination of quotations in NMS securities.

Section
242.603

Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.

Section
242.604

Display of customer limit orders.

Section
242.605

Disclosure of order execution information.

Section
242.606

Disclosure of order routing information.

Section
242.607

Customer account statements.

Section
242.608

Filing and amendment of national market system plans.

Section
242.609

Registration of securities information processors: form of application and amendments.

Section
242.610

Access to quotations.

Section
242.610T

Equity transaction fee pilot.

Section
242.611

Order protection rule.

Section
242.612

Minimum pricing increment.

Section
242.613

Consolidated audit trail.

Section
242.614

Registration and responsibilities of competing consolidators.