Regulation SHO - Regulation of Short Sales

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures
  6. Regulation SHO - Regulation of Short Sales

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Section
242.200

Definition of “short sale” and marking requirements.

Section
242.201

Circuit breaker.

Section
242.203

Borrowing and delivery requirements.

Section
242.204

Close-out requirement.