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Rules of the Securities Investor Protection Corporation

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Rules of the Securities Investor Protection Corporation

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Accounts of “Separate” Customers of SIPC Members

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Accounts Introduced by Other Brokers or Dealers

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Closeout or Completion of Open Contractual Commitments

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Rules Relating to Satisfaction of a “Claim for Cash” or a “Claim for Securities”

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Rules Relating to Supplemental Report on SIPC Membership

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