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Orderly Liquidation of Covered Brokers or Dealers

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Orderly Liquidation of Covered Brokers or Dealers

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Section
302.100

Definitions.

Section
302.101

Appointment of receiver and trustee for covered broker or dealer.

Section
302.102

Notice and application for protective decree for covered broker or dealer.

Section
302.103

Bridge broker or dealer.

Section
302.104

Claims of customers and other creditors of a covered broker or dealer.

Section
302.105

Priorities for unsecured claims against a covered broker or dealer.

Section
302.106

Administrative expenses of SIPC.

Section
302.107

Qualified Financial Contracts.

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