Rules of Conduct and Prohibited Business Practices for Dealers and Their Associated Persons.

  1. Law
  2. Florida Statutes
  3. Regulation of Trade, Commerce, Investments, and Solicitations
  4. Securities Transactions
  5. Rules of Conduct and Prohibited Business Practices for Dealers and Their Associated Persons.

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History.—s. 5, ch. 2005-237; s. 7, ch. 2009-242.


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