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Securities Transactions
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Florida Statutes
Regulation of Trade, Commerce, Investments, and Solicitations
Securities Transactions
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Section
517.03
Rulemaking; Immunity for Acts in Conformity With Rules.
Section
517.07
Registration of Securities.
Section
517.011
Short Title.
Section
517.021
Definitions.
Section
517.051
Exempt Securities.
Section
517.061
Exempt Transactions.
Section
517.072
Viatical Settlement Investments.
Section
517.075
Cuba, Prospectus Disclosure of Doing Business With, Required.
Section
517.081
Registration Procedure.
Section
517.082
Notification Registration.
Section
517.0611
Intrastate Crowdfunding.
Section
517.12
Registration of Dealers, Associated Persons, Intermediaries, and Investment Advisers.
Section
517.32
Exemption From Excise Tax, Certain Obligations to Pay.
Section
517.34
Protection of Specified Adults.
Section
517.101
Consent to Service.
Section
517.111
Revocation or Denial of Registration of Securities.
Section
517.121
Books and Records Requirements; Examinations.
Section
517.122
Arbitration.
Section
517.131
Securities Guaranty Fund.
Section
517.141
Payment From the Fund.
Section
517.151
Investments of the Fund.
Section
517.161
Revocation, Denial, or Suspension of Registration of Dealer, Investment Adviser, Intermediary, or Associated Person.
Section
517.171
Burden of Proof.
Section
517.181
Escrow Agreement.
Section
517.191
Injunction to Restrain Violations; Civil Penalties; Enforcement by Attorney General.
Section
517.201
Investigations; Examinations; Subpoenas; Hearings; Witnesses.
Section
517.211
Remedies Available in Cases of Unlawful Sale.
Section
517.221
Cease and Desist Orders.
Section
517.241
Remedies.
Section
517.275
Commodities; Prohibited Practices.
Section
517.301
Fraudulent Transactions; Falsification or Concealment of Facts.
Section
517.302
Criminal Penalties; Alternative Fine; Anti-Fraud Trust Fund; Time Limitation for Criminal Prosecution.
Section
517.311
False Representations; Deceptive Words; Enforcement.
Section
517.312
Securities, Investments, Boiler Rooms; Prohibited Practices; Remedies.
Section
517.313
Destroying Certain Records; Reproduction.
Section
517.315
Fees.
Section
517.1201
Notice Filing Requirements for Federal Covered Advisers.
Section
517.1202
Notice-Filing Requirements for Branch Offices.
Section
517.1205
Registration of Associated Persons Specific as to Securities Dealer, Investment Adviser, or Federal Covered Adviser Identified at Time of Registration Approval.
Section
517.1215
Requirements, Rules of Conduct, and Prohibited Business Practices for Investment Advisors and Their Associated Persons.
Section
517.1217
Rules of Conduct and Prohibited Business Practices for Dealers and Their Associated Persons.
Section
517.1611
Guidelines.
Section
517.2015
Confidentiality of Information Relating to Investigations and Examinations.
Section
517.2016
Public Records Exemption; Examination Techniques or Procedures.