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Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
Organization; Conduct and Ethics; and Information and Requests
Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
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Section
200.735-1
Purpose.
Section
200.735-2
Policy.
Section
200.735-3
General provisions.
Section
200.735-4
Outside employment and activities.
Section
200.735-5
Securities transactions.
Section
200.735-6
Action in case of personal interest.
Section
200.735-7
Negotiation for employment.
Section
200.735-8
Practice by former members and employees of the Commission.
Section
200.735-9
Indebtedness.
Section
200.735-10
Miscellaneous statutory provisions.
Section
200.735-11
Statement of employment and financial interests.
Section
200.735-12
Special Government employees.
Section
200.735-13
Disciplinary and other remedial action.
Section
200.735-14
Employees on leave of absence.
Section
200.735-15
Interpretive and advisory service.
Section
200.735-16
Delegation.
Section
200.735-17
Administration of the conduct regulation.
Section
200.735-18
Requests for waivers.