Securities transactions.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Organization; Conduct and Ethics; and Information and Requests
  6. Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
  7. Securities transactions.

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§ 200.735-5 Securities transactions.

Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

[75 FR 42277, July 20, 2010]


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