Form for Registration of, and Reporting by Securities Information Processors

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Forms, Securities Exchange Act of 1934
  6. Form for Registration of, and Reporting by Securities Information Processors

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Section
249.1001

Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

Section
249.1002

Form CC, for application for registration as a competing consolidator or to amend such an application or registration.