Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

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  6. Form for Registration of, and Reporting by Securities Information Processors
  7. Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

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§ 249.1002 Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration.

[86 FR 18814, Apr. 9, 2021]


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