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CFR 17
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Forms Prescribed Under the Investment Company Act of 1940
Forms for Reports
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Section
274.101
Form N-CEN, annual report of registered investment companies.
Sections
274.102-274.126
§§ 274.102-274.126 [Reserved]
Section
274.127d-1
Form N-27D-1 accounting of segregated trust account.
Section
274.128
Form N-CSR, certified shareholder report.
Section
274.129
Form N-PX, annual report of proxy voting record of registered management investment company.
Section
274.130
§ 274.130 [Reserved]
Section
274.150
Form N-PORT, Monthly portfolio holdings report.
Section
274.200
Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter.