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Closeout or Completion of Open Contractual Commitments
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
Rules of the Securities Investor Protection Corporation
Closeout or Completion of Open Contractual Commitments
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Section
300.300
Definitions.
Section
300.301
Contracts to be closed out or completed.
Section
300.302
Mechanics of closeout or completion.
Section
300.303
Report to trustee.
Section
300.304
Retained rights of brokers or dealers.
Section
300.305
Excluded contracts.
Section
300.306
Completion or closeout pursuant to SIPC direction.
Section
300.307
Completion with cash or securities of customer.
Section
300.400
Satisfaction of customer claims for standardized options.