Appointment of receiver and trustee for covered broker or dealer.

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Orderly Liquidation of Covered Brokers or Dealers
  6. Appointment of receiver and trustee for covered broker or dealer.

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§ 302.101 Appointment of receiver and trustee for covered broker or dealer.

Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.


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