Classification of licenses—Limitations and conditions of licenses.

Checkout our iOS App for a better way to browser and research.

If the administrator determines, by rule, that one or more classifications of licenses as a commodity broker-dealer or commodity sales representative which are subject to limitations and conditions on the nature of the activities which may be conducted by those persons are consistent with the public interest and the protection of investors, the administrator may authorize the licensing of persons subject to specific limitations and conditions.

[ 1986 c 14 § 29.]


Download our app to see the most-to-date content.