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Commodity Transactions.
Law
Revised Code of Washington
Securities and Investments
Commodity Transactions.
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Section
21.30.005
Intent.
Section
21.30.010
Definitions.
Section
21.30.020
Transactions involving commodity contract or option—Prohibition—Exceptions.
Section
21.30.030
Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.
Section
21.30.040
Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.
Section
21.30.050
Commodity merchants—Place for trading commodity contract or option—Requirements.
Section
21.30.060
Prohibited practices.
Section
21.30.070
Responsibility for acts or omissions—Liability—Burden of proof.
Section
21.30.080
Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060.
Section
21.30.090
When publications or electronic communications not deemed offers to sell or buy in this state.
Section
21.30.100
Investigations—Statements—Publication of information.
Section
21.30.107
Subpoena authority—Application—Contents—Notice—Fees.
Section
21.30.110
Investigations—Evidence—Subpoenas—Court orders of compliance.
Section
21.30.120
Violations—Director's authority—Court actions—Penalties.
Section
21.30.130
Violations—Court-ordered remedies—Penalties—Bond by director not required.
Section
21.30.140
Willful violations—Penalty—Limitation on actions.
Section
21.30.150
No liability under chapter for act in good faith.
Section
21.30.160
Unlawful use or disclosure of information.
Section
21.30.170
Information—Availability to public—Exceptions.
Section
21.30.180
Cooperation with other agencies or organizations.
Section
21.30.190
Consent for service of process—Service, how made.
Section
21.30.200
Administrative proceedings—Summary order—Notice—Hearing—Final order.
Section
21.30.210
Application of chapter 34.05 RCW, the administrative procedure act.
Section
21.30.220
Pleading exemptions or exceptions—Burden of proof.
Section
21.30.230
Application for licensing.
Section
21.30.240
Fees.
Section
21.30.250
Examinations—Waiver.
Section
21.30.260
Expiration of licenses—Authority under commodity sales representative license—Notification of changes.
Section
21.30.270
Multiple licenses, when permitted.
Section
21.30.280
Classification of licenses—Limitations and conditions of licenses.
Section
21.30.290
Annual report and fee.
Section
21.30.300
Minimum net capital and fidelity bond requirements.
Section
21.30.310
Financial and other reports.
Section
21.30.320
Records.
Section
21.30.330
Correcting amendments of information in application or financial and other reports—Exception.
Section
21.30.340
Examination of records—Copies—Fees.
Section
21.30.350
Denial, suspension, revocation, or limitation of license—Grounds.
Section
21.30.360
Violations—Prosecuting attorney may bring criminal proceedings.
Section
21.30.370
Penalties in chapter nonexclusive.
Section
21.30.380
Administration of chapter under director of financial institutions.
Section
21.30.390
Administrator—Appointment—Delegation of duties—Term.
Section
21.30.400
Director's powers and duties—Rules, forms, and orders—Fees.
Section
21.30.800
Securities laws not affected.
Section
21.30.810
Construction and purpose.
Section
21.30.901
Effective date—1986 c 14.