Broker-dealers and investment advisors to file certain reports with Commission

  1. Law
  2. Code of Virginia
  3. Corporations
  4. Securities Act
  5. Broker-dealers and investment advisors to file certain reports with Commission

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Every broker-dealer and investment advisor registered under this chapter shall file all reports made by such broker-dealers or investment advisors as the Commission, by rule, may require.

1974, c. 381; 1997, c. 279.


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