Securities Act

  1. Law
  2. Code of Virginia
  3. Corporations
  4. Securities Act

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Section
13.1-501

Definitions

Section
13.1-502

Unlawful offers and sales

Section
13.1-503

Unlawful advice

Section
13.1-504

Registration

Section
13.1-504.1

Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required

Section
13.1-504.2

Broker-dealer services provided by credit unions; when registration not required

Section
13.1-505

Procedure for registration

Section
13.1-505.1

Post-registration provisions

Section
13.1-506

Revocation of registration

Section
13.1-507

Registration requirement; exemptions

Section
13.1-508

Registration by notification

Section
13.1-509

Registration by coordination

Section
13.1-510

Registration by qualification

Section
13.1-511

Effectiveness and reports

Section
13.1-512

Repealed

Section
13.1-513

Stop orders

Section
13.1-514

Exemptions

Section
13.1-514.1

Exemption of certain securities by order of Commission

Section
13.1-514.2

Primacy of Virginia law to be maintained

Section
13.1-515

Advertising

Section
13.1-516

Misleading filings

Section
13.1-517

Consent to service of process

Section
13.1-518

Investigations; confidentiality of information and documents

Section
13.1-518.1

Broker-dealers and investment advisors to file certain reports with Commission

Section
13.1-519

Injunctions

Section
13.1-520

Crimes

Section
13.1-520.1

Commission may transmit record or complaint to locality where violation occurred

Section
13.1-521

Violations punishable by the Commission

Section
13.1-522

Civil liabilities

Section
13.1-523

Rules and forms

Section
13.1-523.1

Commission authority to regulate securities and investment advisory activities

Section
13.1-524

Certain records of Commission available to public; admissibility of copies; destruction

Section
13.1-525

Official interpretations

Section
13.1-525.1

Fees to cover expense of regulation

Section
13.1-526

Transition

Section
13.1-527

Short title

Section
13.1-527.01

Repealed

Section
13.1-527.1

Division created; duties

Section
13.1-527.2

Attorneys, employees and consultants

Section
13.1-527.3

Commission to provide technical assistance