FRAUD AND LIABILITIES

  1. Law
  2. Maine Revised Statutes
  3. PROFESSIONS AND OCCUPATIONS
  4. MAINE UNIFORM SECURITIES ACT
  5. FRAUD AND LIABILITIES

Checkout our iOS App for a better way to browser and research.

Section
32 §16501

General fraud

Section
32 §16502

Prohibited conduct in providing investment advice

Section
32 §16503

Evidentiary burden

Section
32 §16504

Filing of sales and advertising literature

Section
32 §16505

Misleading filings

Section
32 §16506

Misrepresentations concerning licensing, registration or exemption

Section
32 §16507

Qualified immunity

Section
32 §16508

Criminal penalties

Section
32 §16509

Civil liability

Section
32 §16510

Rescission offers

Section
32 §16511

Right to rescission applicable to sales of viatical or life settlement contracts