MAINE UNIFORM SECURITIES ACT

  1. Law
  2. Maine Revised Statutes
  3. PROFESSIONS AND OCCUPATIONS
  4. MAINE UNIFORM SECURITIES ACT

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Subchapter
1

GENERAL PROVISIONS

Subchapter
2

EXEMPTIONS FROM REGISTRATION OF SECURITIES

Subchapter
3

REGISTRATION OF SECURITIES AND NOTICE FILING OF FEDERAL COVERED SECURITIES

Subchapter
4

BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, INVESTMENT ADVISER REPRESENTATIVES AND FEDERAL COVERED INVESTMENT ADVISERS

Subchapter
5

FRAUD AND LIABILITIES

Subchapter
6

ADMINISTRATION AND JUDICIAL REVIEW

Subchapter
7

TRANSITION

Subchapter
8

PROTECTION OF VULNERABLE ADULTS FROM FINANCIAL EXPLOITATION