Securities registration requirement

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§16301. Securities registration requirement

It is unlawful for a person to offer or sell a security in this State unless:   [PL 2005, c. 65, Pt. A, §2 (NEW).]

1.  Federal covered security.  The security is a federal covered security;  

[PL 2005, c. 65, Pt. A, §2 (NEW).]

2.  Exempt from registration.  The security, transaction or offer is exempted from registration under sections 16201 to 16203; or  

[PL 2005, c. 65, Pt. A, §2 (NEW).]

3.  Registered.  The security is registered under this chapter.  

[PL 2005, c. 65, Pt. A, §2 (NEW).]

SECTION HISTORY

PL 2005, c. 65, §A2 (NEW).


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