Fraudulent and Other Prohibited Practices

  1. Law
  2. District of Columbia Code
  3. Insurance and Securities
  4. Securities
  5. Fraudulent and Other Prohibited Practices

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Section
31–5605.01

Unlicensed or unregistered activity

Section
31–5605.02

Fraudulent transactions

Section
31–5605.03

Manipulation of market

Section
31–5605.04

Misleading filings

Section
31–5605.05

Unlawful representations concerning licensing, registration, notice filing, or exemption