Misleading filings

  1. Law
  2. District of Columbia Code
  3. Insurance and Securities
  4. Securities
  5. Fraudulent and Other Prohibited Practices
  6. Misleading filings

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A person shall not make, or cause to be made, in a document filed with the Commissioner or in any proceeding under this chapter, a statement which is, at the time and in the light of the circumstances under which it is made, false or misleading in any material respect.

(Oct. 26, 2000, D.C. Law 13-203, § 504, 47 DCR 7837.)

Section References

This section is referenced in § 31-5606.04.


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