PocketLaw | CFR 31 | Responsibilities of Department of the Treasury

Responsibilities of Department of the Treasury Officials Regarding Transactions

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May I enter into a transaction with an excluded or disqualified person?

May I enter into a covered transaction with a participant if a principal of the transaction is excluded?

May I approve a participant's use of the services of an excluded person?

What must I do if a Federal agency excludes the participant or a principal after I enter into a covered transaction?

May I approve a transaction with an excluded or disqualified person at a lower tier?

When do I check to see if a person is excluded or disqualified?

How do I check to see if a person is excluded or disqualified?

What must I require of a primary tier participant?

What method do I use to communicate those requirements to participants?

What action may I take if a primary tier participant knowingly does business with an excluded or disqualified person?

What action may I take if a primary tier participant fails to disclose the information required under § 19.335?

What may I do if a lower tier participant fails to disclose the information required under § 19.355 to the next higher tier?