PocketLaw | CFR 31 | General Provisions Governing Securities Held in

General Provisions Governing Securities Held in TreasuryDirect

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Sections
363.7-363.8

§§ 363.7-363.8 [Reserved]

What does this subpart cover?

What is a TreasuryDirect ® account?

Who is eligible to open a TreasuryDirect ® account?

Who may purchase and hold book-entry securities in TreasuryDirect ®?

How can I open a TreasuryDirect ® account?

How will you verify my identity?

What is the procedure for offline verification?

How do I access my account?

Who is liable if someone else accesses my TreasuryDirect ® account using my password?

Is Fiscal Service liable if the electronic transmission of my data is intercepted?

What should I do if I become aware that my password or other form of authentication has become compromised?

What do I need to know about the forms of registration that are available for purchases of securities through my TreasuryDirect ® account?

When may you require offline authentication and documentary evidence?

Who has the right to conduct online transactions in book-entry securities?

Sections
363.23-363.24

§§ 363.23-363.24 [Reserved]

How do I conduct transactions in my account or in Treasury securities held in my account?

What is a transfer?

What do I need to know about accounts for minors who have not had a legal guardian appointed by a court?

Does Fiscal Service reserve the right to require that any TreasuryDirect ® transaction be conducted in paper form?

May Treasury close an account, suspend transactions in an account, or refuse to open an account?

What actions may Treasury take if funds used to purchase a security were credited or debited in error or through fraud?

Sections
363.31-363.32

§§ 363.31-363.32 [Reserved]

Can an attorney-in-fact conduct transactions in my TreasuryDirect ® account?

What happens if an owner becomes incompetent after opening a TreasuryDirect ® account?

When is a transaction effective?

What securities can I purchase and hold in my TreasuryDirect ® account?

How do I purchase and make payment for eligible Treasury securities through my TreasuryDirect ® account?

What happens if my financial institution returns an ACH debit?

Will I receive a confirmation of my request to purchase a Treasury security?

How are payments of principal and interest made?

What happens if an ACH payment is returned to Fiscal Service?

How will my interest income be reported for tax purposes?

What are the procedures for certifying my signature on an offline application for a TreasuryDirect ® account, or on an offline transaction form?

What happens when a TreasuryDirect ® account owner dies and the estate is entitled to securities held in the account?

What are the rules for judicial and administrative actions involving securities held in TreasuryDirect ®?

What evidence is required to establish the validity of judicial proceedings?

Will Fiscal Service pay Treasury securities pursuant to a forfeiture proceeding?

Sections
363.48-363.49

§§ 363.48-363.49 [Reserved]