Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Forms, Securities Exchange Act of 1934
  6. Forms for Registration of Municipal Advisors and for Providing Information Regarding Certain Natural Persons

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Section
249.1300

Form MA, for registration as a municipal advisor, and for amendments to registration.

Section
249.1300T

Form MA-T, for temporary registration as a municipal advisor, and for amendments to, and withdrawals from, temporary registration.

Section
249.1310

Form MA-I, for providing information regarding natural person municipal advisors, and for amendments to such information.

Section
249.1320

Form MA-W, for withdrawal from registration as a municipal advisor.

Section
249.1330

Form MA-NR, for appointment of agent for service of process by non-resident municipal advisor, non-resident general partner or managing agent of a municipal advisor, and non-resident natural person associated with a municipal advisor.