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Regulations Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Commission

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Organization; Conduct and Ethics; and Information and Requests
  6. Regulations Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Commission

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Section
200.301

Purpose and scope.

Section
200.302

Definitions.

Section
200.303

Times, places and requirements for requests pertaining to individual records in a record system and for the identification of individuals making requests for access to the records pertaining to them.

Section
200.304

Disclosure of requested records.

Section
200.305

Special procedure: Medical records.

Section
200.306

Requests for amendment or correction of records.

Section
200.307

Review of requests for amendment or correction.

Section
200.308

Appeal of initial adverse agency determination as to access or as to amendment or correction.

Section
200.309

General provisions.

Section
200.310

Fees.

Section
200.311

Penalties.

Section
200.312

Specific exemptions.

Section
200.313

Inspector General exemptions.

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