Fair Fund and Disgorgement Plans

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Rules of Practice
  6. Fair Fund and Disgorgement Plans

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Section
201.1100

Creation of Fair Fund.

Section
201.1101

Submission of plan of distribution; contents of plan.

Section
201.1102

Provisions for payment.

Section
201.1103

Notice of proposed plan and opportunity for comment by non-parties.

Section
201.1104

Order approving, modifying, or disapproving proposed plan.

Section
201.1105

Administration of plan.

Section
201.1106

Right to challenge.