Covered Funds Activities and Investments

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  6. Covered Funds Activities and Investments

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Section
255.10

Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.

Section
255.11

Permitted organizing and offering, underwriting, and market making with respect to a covered fund.

Section
255.12

Permitted investment in a covered fund.

Section
255.13

Other permitted covered fund activities and investments.

Section
255.14

Limitations on relationships with a covered fund.

Section
255.15

Other limitations on permitted covered fund activities.

Section
255.16

Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.

Sections
255.17-255.19

§§ 255.17-255.19 [Reserved]