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Compliance With Rules
Law
CFR 17
Commodity and Securities Exchanges
Commodity Futures Trading Commission
Swap Execution Facilities
Compliance With Rules
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Section
37.200
Core Principle 2 - Compliance with rules.
Section
37.201
Operation of swap execution facility and compliance with rules.
Section
37.202
Access requirements.
Section
37.203
Rule enforcement program.
Section
37.204
Regulatory services provided by a third party.
Section
37.205
Audit trail.
Section
37.206
Disciplinary procedures and sanctions.