Compliance With Rules

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Swap Execution Facilities
  6. Compliance With Rules

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Section
37.200

Core Principle 2 - Compliance with rules.

Section
37.201

Operation of swap execution facility and compliance with rules.

Section
37.202

Access requirements.

Section
37.203

Rule enforcement program.

Section
37.204

Regulatory services provided by a third party.

Section
37.205

Audit trail.

Section
37.206

Disciplinary procedures and sanctions.