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Swap Execution Facilities

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Swap Execution Facilities

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Subpart
A

General Provisions

Subpart
B

Compliance With Core Principles

Subpart
C

Compliance With Rules

Subpart
D

Swaps Not Readily Susceptible to Manipulation

Subpart
E

Monitoring of Trading and Trade Processing

Subpart
F

Ability to Obtain Information

Subpart
G

Position Limits or Accountability

Subpart
H

Financial Integrity of Transactions

Subpart
I

Emergency Authority

Subpart
J

Timely Publication of Trading Information

Subpart
K

Recordkeeping and Reporting

Subpart
L

Antitrust Considerations

Subpart
M

Conflicts of Interest

Subpart
N

Financial Resources

Subpart
O

System Safeguards

Subpart
P

Designation of Chief Compliance Officer

Appendix
Appendix A to Part 37

Form SEF

Appendix
Appendix B to Part 37

Guidance on, and Acceptable Practices in, Compliance with Core Principles

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