Canons of Ethics

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Organization; Conduct and Ethics; and Information and Requests
  6. Canons of Ethics

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Section
200.50

Authority.

Section
200.51

Policy.

Section
200.52

Copies of the Canons.

Section
200.53

Preamble.

Section
200.54

Constitutional obligations.

Section
200.55

Statutory obligations.

Section
200.56

Personal conduct.

Section
200.57

Relationships with other members.

Section
200.58

Maintenance of independence.

Section
200.59

Relationship with persons subject to regulation.

Section
200.60

Qualification to participate in particular matters.

Section
200.61

Impressions of influence.

Section
200.62

Ex parte communications.

Section
200.63

Commission opinions.

Section
200.64

Judicial review.

Section
200.65

Legislative proposals.

Section
200.66

Investigations.

Section
200.67

Power to adopt rules.

Section
200.68

Promptness.

Section
200.69

Conduct toward parties and their counsel.

Section
200.70

Business promotions.

Section
200.71

Fiduciary relationships.

Section
200.72

Supervision of internal organization.