Temporary Licenses

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Registration
  6. Temporary Licenses

Checkout our iOS App for a better way to browser and research.

Section
3.40

Temporary licensing of applicants for associated person, floor broker or floor trader registration.

Section
3.42

Termination.

Section
3.43

Relationship to registration.

Section
3.44

Temporary licensing of applicants for guaranteed introducing broker registration.

Section
3.45

Restrictions upon activities.

Section
3.46

Termination.

Section
3.47

Relationship to registration.