Registration

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Commodity Futures Trading Commission
  5. Registration

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Subpart
A

Registration

Subpart
B

Temporary Licenses

Subpart
C

Denial, Suspension or Revocation of Registration

Subpart
D

Notice Under Section 4k(5) of the Act

Subpart
E

Delegation and Reservation of Authority

Appendix
Appendix A to Part 3

Interpretative Statement With Respect to Section 8a(2)(C) and (E) and Section 8a(3)(J) and (M) of the Commodity Exchange Act

Appendix
Appendix B to Part 3

Statement of Acceptable Practices With Respect to Ethics Training

Appendix
Appendix C to Part 3

Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content