Proprietary Trading

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Proprietary Trading and Certain Interests in and Relationships with Covered Funds
  6. Proprietary Trading

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Section
255.3

Prohibition on proprietary trading.

Section
255.4

Permitted underwriting and market making-related activities.

Section
255.5

Permitted risk-mitigating hedging activities.

Section
255.6

Other permitted proprietary trading activities.

Section
255.7

Limitations on permitted proprietary trading activities.

Sections
255.8-255.9

§§ 255.8-255.9 [Reserved]