PocketLaw | CFR 17 | Registration Statements

Registration Statements

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Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.

Form N-8A, for notification of registration.

§ 274.11 [Reserved]

Section
274.11A

Form N-1A, registration statement of open-end management investment companies.

Section
274.11a-1

Form N-2, registration statement of closed end management investment companies.

Section
274.11b

Form N-3, registration statement of separate accounts organized as management investment companies.

Section
274.11c

Form N-4, registration statement of separate accounts organized as unit investment trusts.

Section
274.11d

Form N-6, registration statement of separate accounts organized as unit investment trusts that offer variable life insurance policies.

Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.

Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates.

Form N-8B-4, registration statements of face-amount certificate companies.

Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940.

Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities.

Form N-18F-1, for notification of election pursuant to § 270.18f-1 of this chapter.

Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(a) of the Act.

Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(c) of the Investment Company Act of 1940.