PocketLaw | CFR 17 | Forms for Registration or Exemption of, and

Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges

Checkout our iOS App for a better way to browser and research.

Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.

Form 1-N for notice registration as a national securities exchange.

Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.

Form 25, for notification of removal from listing and/or registration.

Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).