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Management and Certain Security Holders

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975 - Regulation S-K
  6. Management and Certain Security Holders

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Section
229.401

(Item 401) Directors, executive officers, promoters and control persons.

Section
229.402

(Item 402) Executive compensation.

Section
229.403

(Item 403) Security ownership of certain beneficial owners and management.

Section
229.404

(Item 404) Transactions with related persons, promoters and certain control persons.

Section
229.405

(Item 405) Compliance with Section 16(a) of the Exchange Act.

Section
229.406

(Item 406) Code of ethics.

Section
229.407

(Item 407) Corporate governance.

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