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Securities Whistleblower Incentives and Protections
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
General Rules and Regulations, Securities Exchange Act of 1934
Securities Whistleblower Incentives and Protections
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Section
240.21F-1
General.
Section
240.21F-2
Whistleblower status, award eligibility, confidentiality, and retaliation protections.
Section
240.21F-3
Payment of awards.
Section
240.21F-4
Other definitions.
Section
240.21F-5
Amount of award.
Section
240.21F-6
Criteria for determining amount of award.
Section
240.21F-7
Confidentiality of submissions.
Section
240.21F-8
Eligibility and forms.
Section
240.21F-9
Procedures for submitting original information.
Section
240.21F-10
Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000.
Section
240.21F-11
Procedures for determining awards based upon a related action.
Section
240.21F-12
Materials that may form the basis of an award determination and that may comprise the record on appeal.
Section
240.21F-13
Appeals.
Section
240.21F-14
Procedures applicable to the payment of awards.
Section
240.21F-15
No amnesty.
Section
240.21F-16
Awards to whistleblowers who engage in culpable conduct.
Section
240.21F-17
Staff communications with individuals reporting possible securities law violations.
Section
240.21F-18
Summary disposition.