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Rules Under Section 304

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Trust Indenture Act of 1939
  6. Rules Under Section 304

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Section
260.4a-1

Exempted securities under section 304(a)(8).

Section
260.4a-2

Exempted securities under section 304(d).

Section
260.4a-3

Exempted securities under section 304(a)(9).

Section
260.4c-1

Form for applications under section 304(c).

Section
260.4c-2

General requirements as to form and content of applications.

Section
260.4c-3

Number of copies; filing; signatures; binding.

Section
260.4c-4

Applications under section 304(c)(1).

Section
260.4c-5

Applications under section 304(c)(2).

Section
260.4d-7

Application for exemption from one or more provisions of the Act.

Section
260.4d-8

Content.

Section
260.4d-9

Exemption for Canadian Trust Indentures from Specified Provisions of the Act.

Section
260.4d-10

Exemption for securities issued pursuant to § 230.802 of this chapter.

Section
260.4d-11

Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).

Section
260.4d-12

Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).

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