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Rules Under Section 304
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
General Rules and Regulations, Trust Indenture Act of 1939
Rules Under Section 304
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Section
260.4a-1
Exempted securities under section 304(a)(8).
Section
260.4a-2
Exempted securities under section 304(d).
Section
260.4a-3
Exempted securities under section 304(a)(9).
Section
260.4c-1
Form for applications under section 304(c).
Section
260.4c-2
General requirements as to form and content of applications.
Section
260.4c-3
Number of copies; filing; signatures; binding.
Section
260.4c-4
Applications under section 304(c)(1).
Section
260.4c-5
Applications under section 304(c)(2).
Section
260.4d-7
Application for exemption from one or more provisions of the Act.
Section
260.4d-8
Content.
Section
260.4d-9
Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
Section
260.4d-10
Exemption for securities issued pursuant to § 230.802 of this chapter.
Section
260.4d-11
Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).
Section
260.4d-12
Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).