Rules Under Section 303

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Trust Indenture Act of 1939
  6. Rules Under Section 303

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Section
260.3(4)-1

Definition of “commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions” in section 303(4), for certain transactions.

Section
260.3(4)-2

Definition of “distribution” in section 303(4) for certain transactions.

Section
260.3(4)-3

Definitions of “participates” and “participation” as used in section 303(4), in relation to certain transactions.