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Rules Regarding Hearings
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CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
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Rules of Practice
Rules Regarding Hearings
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Section
201.300
Hearings.
Section
201.301
Hearings to be public.
Section
201.302
Record of hearings.
Section
201.310
Failure to appear at hearings: Default.
Section
201.320
Evidence: Admissibility.
Section
201.321
Evidence: Objections and offers of proof.
Section
201.322
Evidence: Confidential information, protective orders.
Section
201.323
Evidence: Official notice.
Section
201.324
Evidence: Stipulations.
Section
201.325
Evidence: Presentation under oath or affirmation.
Section
201.326
Evidence: Presentation, rebuttal and cross-examination.
Section
201.340
Proposed findings, conclusions and supporting briefs.
Section
201.350
Record in proceedings before hearing officer; retention of documents; copies.
Section
201.351
Transmittal of documents to Secretary; record index; electronic copy of exhibits; certification.
Section
201.360
Initial decision of hearing officer and timing of hearing.