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Regulation D - Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
General Rules and Regulations, Securities Act of 1933
Regulation D - Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933
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Section
230.500
Use of Regulation D.
Section
230.501
Definitions and terms used in Regulation D.
Section
230.502
General conditions to be met.
Section
230.503
Filing of notice of sales.
Section
230.504
Exemption for limited offerings and sales of securities not exceeding $10,000,000.
Section
230.505
§ 230.505 [Reserved]
Section
230.506
Exemption for limited offers and sales without regard to dollar amount of offering.
Section
230.507
Disqualifying provision relating to exemptions under §§ 230.504 and 230.506.
Section
230.508
Insignificant deviations from a term, condition or requirement of Regulation D.