Regulation 13b-2: Maintenance of Records and Preparation of Required Reports

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Regulation 13b-2: Maintenance of Records and Preparation of Required Reports

Checkout our iOS App for a better way to browser and research.

Section
240.13b2-1

Falsification of accounting records.

Section
240.13b2-2

Representations and conduct in connection with the preparation of required reports and documents.