Registration and Exemption of Exchanges

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Rules and Regulations Under the Securities Exchange Act of 1934
  7. Registration and Exemption of Exchanges

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Section
240.6a-1

Application for registration as a national securities exchange or exemption from registration based on limited volume.

Section
240.6a-2

Amendments to application.

Section
240.6a-3

Supplemental material to be filed by exchanges.

Section
240.6a-4

Notice of registration under Section 6(g) of the Act, amendment to such notice, and supplemental materials to be filed by exchanges registered under Section 6(g) of the Act.

Section
240.6h-1

Settlement and regulatory halt requirements for security futures products.

Section
240.6h-2

Security future based on note, bond, debenture, or evidence of indebtedness.

Section
240.7c2-1

§ 240.7c2-1 [Reserved]