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CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
General Rules and Regulations, Securities Exchange Act of 1934
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Section
240.13a-10
Transition reports.
Section
240.13a-11
Current reports on Form 8-K (§ 249.308 of this chapter).
Section
240.13a-13
Quarterly reports on Form 10-Q (§ 249.308a of this chapter).
Section
240.13a-14
Certification of disclosure in annual and quarterly reports.
Section
240.13a-15
Controls and procedures.
Section
240.13a-16
Reports of foreign private issuers on Form 6-K (17 CFR 249.306).
Section
240.13a-17
Reports of asset-backed issuers on Form 10-D (§ 249.312 of this chapter).
Section
240.13a-18
Compliance with servicing criteria for asset-backed securities.
Section
240.13a-19
Reports by shell companies on Form 20-F.
Section
240.13a-20
Plain English presentation of specified information.