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Manipulative and Deceptive Devices and Contrivances
Law
CFR 17
Commodity and Securities Exchanges
Securities and Exchange Commission
General Rules and Regulations, Securities Exchange Act of 1934
Rules and Regulations Under the Securities Exchange Act of 1934
Manipulative and Deceptive Devices and Contrivances
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Section
240.10b-1
Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration.
Section
240.10b-2
§ 240.10b-2 [Reserved]
Section
240.10b-3
Employment of manipulative and deceptive devices by brokers or dealers.
Section
240.10b-4
§ 240.10b-4 [Reserved]
Section
240.10b-5
Employment of manipulative and deceptive devices.
Section
240.10b5-1
Trading “on the basis of” material nonpublic information in insider trading cases.
Section
240.10b5-2
Duties of trust or confidence in misappropriation insider trading cases.
Sections
240.10b-6 - 240.10b-8
§§ 240.10b-6-240.10b-8 [Reserved]
Section
240.10b-9
Prohibited representations in connection with certain offerings.
Section
240.10b-10
Confirmation of transactions.
Section
240.10b-13
§ 240.10b-13 [Reserved]
Section
240.10b-16
Disclosure of credit terms in margin transactions.
Section
240.10b-17
Untimely announcements of record dates.
Section
240.10b-18
Purchases of certain equity securities by the issuer and others.
Section
240.10b-21
Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due.