General Organization

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. Organization; Conduct and Ethics; and Information and Requests
  6. Organization and Program Management
  7. General Organization

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Section
200.10

The Commission.

Section
200.11

Headquarters Office - Regional Office relationships.

Section
200.12

Functional responsibilities.

Section
200.13

Chief Operating Officer.

Section
200.13a

The Secretary of the Commission.

Section
200.13b

Director of the Office of Public Affairs.

Section
200.14

Office of Administrative Law Judges.

Section
200.15

Office of International Affairs.

Section
200.16

§ 200.16 [Reserved]

Section
200.16a

Inspector General.

Section
200.17

§ 200.17 [Reserved]

Section
200.18

Director of Division of Corporation Finance.

Section
200.19a

Director of the Division of Trading and Markets.

Section
200.19b

Director of the Division of Enforcement.

Section
200.19c

Director of the Division of Examinations.

Section
200.19d

Director of the Office of Municipal Securities.

Section
200.19e

Director of the Office of Credit Ratings.

Section
200.20a

§ 200.20a [Reserved]

Section
200.20b

Director of Division of Investment Management.

Section
200.21

The General Counsel.

Section
200.21a

The Ethics Counsel.

Section
200.22

The Chief Accountant.

Section
200.23a

Director of the Division of Economic and Risk Analysis and Chief Economist.

Section
200.23b

§ 200.23b [Reserved]

Section
200.24

Office of Financial Management.

Section
200.24a

Director of the Office of Investor Education and Advocacy.

Sections
200.25-200.26

§§ 200.25-200.26 [Reserved]

Section
200.26a

Office of Information Technology.

Section
200.27

The Regional Directors.

Section
200.28

Issuance of instructions.

Section
200.29

Rules.

Section
200.30-1

Delegation of authority to Director of Division of Corporation Finance.

Section
200.30-2

Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.

Section
200.30-3

Delegation of authority to Director of Division of Trading and Markets.

Section
200.30-3a

Delegation of authority to Director of the Office of Municipal Securities.

Section
200.30-3b

Delegation of authority to Director of the Office of Credit Ratings.

Section
200.30-4

Delegation of authority to Director of Division of Enforcement.

Section
200.30-5

Delegation of authority to Director of Division of Investment Management.

Section
200.30-6

Delegation of authority to Regional Directors.

Section
200.30-7

Delegation of authority to Secretary of the Commission.

Section
200.30-8

§ 200.30-8 [Reserved]

Section
200.30-9

Delegation of authority to hearing officers.

Section
200.30-10

Delegation of authority to Chief Administrative Law Judge.

Section
200.30-11

Delegation of authority to the Chief Accountant.

Section
200.30-12

§ 200.30-12 [Reserved]

Section
200.30-13

Delegation of authority to Chief Financial Officer.

Section
200.30-14

Delegation of authority to the General Counsel.

Section
200.30-15

Delegation of authority to Chief Operating Officer.

Section
200.30-16

§ 200.30-16 [Reserved]

Section
200.30-17

Delegation of authority to Director of Office of International Affairs.

Section
200.30-18

Delegation of authority to Director of the Division of Examinations.

Section
200.30-19

Delegation of authority to Director of the EDGAR Business Office.