Formal Requirements

  1. Law
  2. CFR 17
  3. Commodity and Securities Exchanges
  4. Securities and Exchange Commission
  5. General Rules and Regulations, Securities Exchange Act of 1934
  6. Formal Requirements

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Section
240.12b-10

Requirements as to proper form.

Section
240.12b-11

Number of copies; signatures; binding.

Section
240.12b-12

Requirements as to paper, printing and language.

Section
240.12b-13

Preparation of statement or report.

Section
240.12b-14

Riders; inserts.

Section
240.12b-15

Amendments.